Sql-server – Why is the EXISTS query doing an index scan instead of an index seek

index-tuningoptimizationperformancequery-performancesql serversql server 2014

I am working on optimizing some queries.

For the query below,

SET STATISTICS IO ON;
DECLARE @OrderStartDate DATETIME2 = '27 feb 2016';
DECLARE @OrderEndDate  DATETIME2 = '28 feb 2016';

SELECT  o.strBxOrderNo
        , o.sintOrderStatusID
        , o.sintOrderChannelID
        , o.sintOrderTypeID
        , o.sdtmOrdCreated
        , o.sintMarketID
        , o.strOrderKey
        , o.strOfferCode
        , o.strCurrencyCode
        , o.decBCShipFullPrice
        , o.decBCShipFinal
        , o.decBCShipTax
        , o.decBCTotalAmount
        , o.decWrittenTotalAmount
        , o.decBCWrittenTotalAmount
        , o.decBCShipOfferDisc
        , o.decBCShipOverride
        , o.decTotalAmount
        , o.decShipTax
        , o.decShipFinal
        , o.decShipOverride
        , o.decShipOfferDisc
        , o.decShipFullPrice
        , o.lngAccountParticipantID
        , CONVERT(DATE, o.sdtmOrdCreated, 120) as OrderCreatedDateConverted
FROM    tablebackups.dbo.tblBOrder o
WHERE   o.sdtmOrdCreated >= @OrderStartDate
        AND o.sdtmOrdCreated < @OrderEndDate
        AND EXISTS  (
            SELECT  *
            FROM    tablebackups.dbo.tblBOrderItem oi 
            WHERE   oi.strBxOrderNo = o.strBxOrderNo
            AND     oi.decCatItemPrice > 0
        )
OPTION (RECOMPILE);

I have created the following FILTERED index:

-- table dbo.tblBorderItem
CREATE NONCLUSTERED INDEX IX_tblBOrderItem_decCatItemPrice_INCL 
ON dbo.tblBorderItem 
( 
     strBxOrderNo ASC
    , sintOrderSeqNo ASC
    , decCatItemPrice   
)   
INCLUDE 
(
    blnChargeShipping
    , decBCCatItemPrice
    , decBCCostPrice
    , decBCFinalPrice
    , decBCOfferDiscount
    , decBCOverrideDiscount
    , decBCTaxAmount
    , decCostPrice
    , decFinalPrice
    , decOfferDiscount
    , decOverrideDiscount
    , decTaxAmount
    , decWasPrice
    , dtmOrdItemCreated
    , sintOrderItemStatusId
    , sintOrderItemType
    , sintQuantity
    , strItemNo
)  
WHERE decCatItemPrice > 0 
WITH (DROP_EXISTING = ON, FILLFACTOR = 95);

This index is not used only for this query in particular, there are other queries that use this same index, therefore the INCLUDED columns.

For this query in particular, I just want to check (EXISTS) if an order has any item where decCatItemPrice > 0.

SQL Server is doing an index scan as you can see in the pictures below.

  • Statistics have just been updated.
  • The item table has 41,208 rows in test.

Please note, I don't select any columns from the items table.

This item table has 164,309,397 in live. I would like to avoid a scan there.

questions:

Why is SQL Server not doing an index seek?

Are there other factors/things I should consider in order to improve this query?

(4537 row(s) affected) Table 'tblBorder'. Scan count 1, logical reads
116, physical reads 0, read-ahead reads 0, lob logical reads 0, lob
physical reads 0, lob read-ahead reads 0. Table 'tblBorderItem'. Scan
count 1, logical reads 689, physical reads 0, read-ahead reads 0, lob
logical reads 0, lob physical reads 0, lob read-ahead reads 0.

(1 row(s) affected)

enter image description here
enter image description here

this is the definition and indexes on table tblBorderItem

    IF OBJECT_ID('[dbo].[tblBorderItem]') IS NOT NULL 
    DROP TABLE [dbo].[tblBorderItem] 
    GO
    CREATE TABLE [dbo].[tblBorderItem] ( 
    [strBxOrderNo]                VARCHAR(20)                      NOT NULL,
    [sintOrderSeqNo]              SMALLINT                         NOT NULL,
    [sintOrderItemStatusId]       SMALLINT                         NOT NULL,
    [sintNameStructureID]         SMALLINT                         NOT NULL,
    [strItemNo]                   VARCHAR(20)                      NOT NULL,
    [sintQuantity]                SMALLINT                         NOT NULL,
    [strCurrencyCode]             VARCHAR(3)                       NOT NULL,
    [decCostPrice]                DECIMAL(18,4)                    NOT NULL,
    [decCatItemPrice]             DECIMAL(18,2)                    NOT NULL,
    [decOfferDiscount]            DECIMAL(18,2)                    NOT NULL,
    [decOverrideDiscount]         DECIMAL(18,2)                    NOT NULL,
    [decFinalPrice]               DECIMAL(18,2)                    NOT NULL,
    [decTaxAmount]                DECIMAL(18,2)                    NOT NULL,
    [strBCCurrencyCode]           VARCHAR(3)                       NOT NULL,
    [decBCCostPrice]              DECIMAL(18,4)                    NOT NULL,
    [decBCCatItemPrice]           DECIMAL(18,4)                    NOT NULL,
    [decBCOfferDiscount]          DECIMAL(18,4)                    NOT NULL,
    [decBCOverrideDiscount]       DECIMAL(18,4)                    NOT NULL,
    [decBCFinalPrice]             DECIMAL(18,4)                    NOT NULL,
    [decBCTaxAmount]              DECIMAL(18,4)                    NOT NULL,
    [dtmOrdItemCreated]           DATETIME                         NOT NULL,
    [blnChargeShipping]           BIT                              NOT NULL,
    [lngTimeOfOrderQtyOnHand]     INT                                  NULL,
    [sdtmTimeOfOrderDueDate]      SMALLDATETIME                        NULL,
    [lngProdSetSeqNo]             INT                                  NULL,
    [lngProdRelationId]           INT                                  NULL,
    [lngProdRelationMemberId]     INT                                  NULL,
    [decWasPrice]                 DECIMAL(18,2)                        NULL,
    [sintOrderItemType]           SMALLINT                             NULL,
    [tsRowVersion]                TIMESTAMP                            NULL,
    [sdtmOrderItemStatusUpdated]  SMALLDATETIME                        NULL,
    CONSTRAINT   [PK_tblBOrderItem]  
PRIMARY KEY CLUSTERED    
([strBxOrderNo] asc, [sintOrderSeqNo] asc) 
WITH FILLFACTOR = 100)

    GO

    CREATE NONCLUSTERED INDEX 
    [IX_tblBOrderItem__dtmOrdItemCreated] 
       ON [dbo].[tblBorderItem] ([dtmOrdItemCreated] asc)
       WITH FILLFACTOR = 100


    CREATE NONCLUSTERED INDEX [IX_tblBOrderItem__sintOrderItemStatusId] 
       ON [dbo].[tblBorderItem] ([sintOrderItemStatusId] asc)
       INCLUDE ([sdtmOrderItemStatusUpdated], 
    [sintOrderSeqNo], [strBxOrderNo], [strItemNo])
       WITH FILLFACTOR = 100

CREATE NONCLUSTERED INDEX [IX_tblBOrderItem__
sintOrderItemStatusId_decFinalPrice_
sdtmOrderItemStatusUpdated_
include_strBxOrderNo] 
   ON [dbo].[tblBorderItem] 
([sintOrderItemStatusId] asc, 
 [decFinalPrice] asc, 
 [sdtmOrderItemStatusUpdated] asc)
   INCLUDE ([strBxOrderNo])
   WITH FILLFACTOR = 100

CREATE NONCLUSTERED INDEX [IX_tblBOrderItem__strBxOrderNo] 
   ON [dbo].[tblBorderItem] 
([strBxOrderNo] asc)
   WITH FILLFACTOR = 100


CREATE NONCLUSTERED INDEX [IX_tblBOrderItem__strItemNo] 
   ON [dbo].[tblBorderItem] ([strItemNo] asc)
   WITH FILLFACTOR = 100

CREATE NONCLUSTERED INDEX 
[IX_tblBOrderItem_decCatItemPrice_INCL] 
   ON [dbo].[tblBorderItem] 
([strBxOrderNo] asc, [sintOrderSeqNo] asc, [decCatItemPrice] asc)
   INCLUDE ([blnChargeShipping], 
[decBCCatItemPrice], [decBCCostPrice], [decBCFinalPrice], 
[decBCOfferDiscount], [decBCOverrideDiscount], 
[decBCTaxAmount], [decCostPrice], [decFinalPrice], 
[decOfferDiscount], [decOverrideDiscount], 
[decTaxAmount], [decWasPrice], [dtmOrdItemCreated], 
[sintOrderItemStatusId], [sintOrderItemType], 
[sintQuantity], [strItemNo])
   WHERE ([decCatItemPrice]>(0))
   WITH FILLFACTOR = 95

this is the definition and indexes on table tblBorder

IF OBJECT_ID('[dbo].[tblBorder]') IS NOT NULL 
DROP TABLE [dbo].[tblBorder] 
GO
CREATE TABLE [dbo].[tblBorder] ( 
[strBxOrderNo]                VARCHAR(20)                      NOT NULL,
[uidOrderUniqueID]            UNIQUEIDENTIFIER                 NOT NULL,
[sintOrderStatusID]           SMALLINT                         NOT NULL,
[sintOrderChannelID]          SMALLINT                         NOT NULL,
[sintOrderTypeID]             SMALLINT                         NOT NULL,
[blnIsBasket]                 BIT                              NOT NULL,
[sdtmOrdCreated]              SMALLDATETIME                    NOT NULL,
[sintMarketID]                SMALLINT                         NOT NULL,
[strOrderKey]                 VARCHAR(20)                      NOT NULL,
[strOfferCode]                VARCHAR(20)                      NOT NULL,
[lngShippedToParticipantID]   INT                              NOT NULL,
[lngOrderedByParticipantID]   INT                              NOT NULL,
[lngShipToAddressID]          INT                              NOT NULL,
[lngAccountAddressID]         INT                              NOT NULL,
[lngAccountParticipantID]     INT                              NOT NULL,
[lngOrderedByAddressID]       INT                              NOT NULL,
[lngOrderTakenBy]             INT                              NOT NULL,
[strCurrencyCode]             VARCHAR(3)                       NOT NULL,
[decShipFullPrice]            DECIMAL(18,2)                    NOT NULL,
[decShipOfferDisc]            DECIMAL(18,2)                    NOT NULL,
[decShipOverride]             DECIMAL(18,2)                    NOT NULL,
[decShipFinal]                DECIMAL(18,2)                    NOT NULL,
[decShipTax]                  DECIMAL(18,2)                    NOT NULL,
[strBCCurrencyCode]           VARCHAR(3)                       NOT NULL,
[decBCShipFullPrice]          DECIMAL(18,4)                    NOT NULL,
[decBCShipOfferDisc]          DECIMAL(18,4)                    NOT NULL,
[decBCShipOverride]           DECIMAL(18,4)                    NOT NULL,
[decBCShipFinal]              DECIMAL(18,4)                    NOT NULL,
[decBCShipTax]                DECIMAL(18,4)                    NOT NULL,
[decTotalAmount]              DECIMAL(18,2)                    NOT NULL,
[decBCTotalAmount]            DECIMAL(18,4)                    NOT NULL,
[decWrittenTotalAmount]       DECIMAL(18,2)                        NULL,
[decBCWrittenTotalAmount]     DECIMAL(18,4)                        NULL,
[blnProRataShipping]          BIT                              NOT NULL,
[blnChargeWithFirstShipment]  BIT                              NOT NULL,
[sintShippingServiceLevelID]  SMALLINT                         NOT NULL,
[sintShippingMethodID]        SMALLINT                         NOT NULL,
[sdtmDoNotShipUntil]          SMALLDATETIME                        NULL,
[blnHoldUntilComplete]        BIT                              NOT NULL,
[tsRowVersion]                TIMESTAMP                            NULL,
CONSTRAINT   [PK_tblBOrder]  
PRIMARY KEY CLUSTERED    
([strBxOrderNo] asc) WITH FILLFACTOR = 100)

GO

CREATE NONCLUSTERED INDEX 
[IX_tblBOrder__lngAccountAddressID] 
   ON [dbo].[tblBorder] 
   ([lngAccountAddressID] asc, [sintOrderStatusID] asc)
   WITH FILLFACTOR = 100

CREATE NONCLUSTERED INDEX 
[IX_tblBOrder__lngAccountParticipantID] 
   ON [dbo].[tblBorder] 
   ([lngAccountParticipantID] asc)
   WITH FILLFACTOR = 100

CREATE NONCLUSTERED INDEX 
[IX_tblBOrder__lngOrderedByAddressID] 
   ON [dbo].[tblBorder] 
   ([lngOrderedByAddressID] asc, [sintOrderStatusID] asc)
   WITH FILLFACTOR = 100

CREATE NONCLUSTERED INDEX 
[IX_tblBOrder__lngOrderedByParticipantID] 
   ON [dbo].[tblBorder] ([lngOrderedByParticipantID] asc)
   WITH FILLFACTOR = 100

CREATE NONCLUSTERED INDEX 
[IX_tblBOrder__lngShippedToParticipantID] 
   ON [dbo].[tblBorder] 
   ([lngShippedToParticipantID] asc)
   WITH FILLFACTOR = 100

CREATE NONCLUSTERED INDEX 
[IX_tblBOrder__lngShipToAddressID] 
   ON [dbo].[tblBorder] 
   ([lngShipToAddressID] asc, [sintOrderStatusID] asc)
   WITH FILLFACTOR = 100

CREATE NONCLUSTERED INDEX 
[IX_tblBOrder__sdtmOrdCreated_sintMarketID__include_strBxOrderNo] 
   ON [dbo].[tblBorder] 
   ([sdtmOrdCreated] asc, [sintMarketID] asc)
   INCLUDE ([strBxOrderNo])
   WITH FILLFACTOR = 100

CREATE NONCLUSTERED INDEX 
[IX_tblBOrder_sdtmOrdCreated_INCL] 
   ON [dbo].[tblBorder] 
   ([sdtmOrdCreated] asc)
   INCLUDE ([decBCShipFinal], [decBCShipFullPrice], 
            [decBCShipOfferDisc], [decBCShipOverride], 
            [decBCShipTax], [decBCTotalAmount], [decBCWrittenTotalAmount], 
            [decShipFinal], [decShipFullPrice], [decShipOfferDisc], 
            [decShipOverride], [decShipTax], [decTotalAmount], 
            [decWrittenTotalAmount], [lngAccountParticipantID], 
            [lngOrderedByParticipantID], [sintMarketID], 
            [sintOrderChannelID], [sintOrderStatusID], 
            [sintOrderTypeID], [strBxOrderNo], [strCurrencyCode], 
            [strOfferCode], [strOrderKey])
   WITH FILLFACTOR = 100

CREATE NONCLUSTERED 
INDEX [IX_tblBOrder_sintMarketID_sdtmOrdCreated] 
   ON [dbo].[tblBorder] 
   ([sintMarketID] asc, [sdtmOrdCreated] asc)
   INCLUDE ([sintOrderChannelID], [strBxOrderNo])
   WITH FILLFACTOR = 100

CREATE NONCLUSTERED 
INDEX [IX_tblBOrder__sintOrderChannelID_sdtmOrdCreated_INCL] 
   ON [dbo].[tblBorder] 
   ([sintOrderChannelID] asc, [sdtmOrdCreated] asc)
   INCLUDE ([decBCShipFinal], [decBCShipFullPrice], 
   [decBCShipTax], [decShipFinal], [decShipFullPrice], 
   [decShipTax], [lngAccountParticipantID], [sintMarketID], 
   [sintOrderTypeID], [strBxOrderNo], 
   [strCurrencyCode], [strOrderKey])
   WITH FILLFACTOR = 100

CREATE NONCLUSTERED INDEX [IX_tblBOrder_strBxOrderNo_sdtmOrdCreated_incl] 
   ON [dbo].[tblBorder] ([strBxOrderNo] asc, 
   [sdtmOrdCreated] asc)
   INCLUDE ([sintOrderChannelID], [sintOrderTypeID], [sintMarketID], 
   [strOrderKey], [lngAccountParticipantID], [strCurrencyCode], 
   [decShipFullPrice], [decShipFinal], [decShipTax], 
   [decBCShipFullPrice], [decBCShipFinal], 
   [decBCShipTax])

Conclusion

I applied my index on the LIVE system, and updated my stored procedure to use SMALLDATETIME, in order to match the data types in the database for the columns involved.

After that, when looking at the query plan I see the picture below:

enter image description here

enter image description here

it was exactly how I wanted it to be.

I think the query optimizer in this case did a good work to get the best query plan on both environments, and I am glad I did not add any query hints.

I learned with the 3 answers posted.
thanks to Max Vernon, Paul White and Daniel Hutmacher for their answers.

Best Answer

If you want good results from the query optimizer, it pays to be careful about data types.

Your variables are typed as datetime2:

DECLARE @OrderStartDate datetime2 = '27 feb 2016';
DECLARE @OrderEndDate  datetime2 = '28 feb 2016';

But the column these are compared to is typed smalldatetime (as the sdtm prefix suggests!):

[sdtmOrdCreated] SMALLDATETIME NOT NULL

The type incompatibility makes it hard for the optimizer to work out the resulting cardinality estimate through a type conversion, as shown in the execution plan xml:

<ScalarOperator ScalarString="GetRangeWithMismatchedTypes([@OrderStartDate],NULL,(22))">
<ScalarOperator ScalarString="GetRangeWithMismatchedTypes(NULL,[@OrderEndDate],(10))">

The current estimate may or may not be accurate (probably not). Fixing the type incompatibility may or may not completely solve your plan selection problem, but it is the first (easy!) thing I would fix before looking deeper into the issue:

DECLARE @OrderStartDate smalldatetime = CONVERT(smalldatetime, '20160227', 112);
DECLARE @OrderEndDate smalldatetime = CONVERT(smalldatetime, '20160228', 112);

Always check the accuracy of cardinality estimates, and the reason for any discrepancy before deciding to rewrite the query or use hints.

See my SQLblog.com article, "Dynamic Seeks and Hidden Implicit Conversions" for more details on the dynamic seek.

Update: Fixing the data type got you the seek plan you wanted. The cardinality estimation errors caused by the type conversion before gave you the slower plan.