SQL Server 2017 – Sparse Columns, CPU Time & Filtered Indexes

Sparsing

When doing some tests on sparse columns, as you do, there was a performance setback that I would like to know the direct cause of.

DDL

I created two identical tables, one with 4 sparse columns and one with no sparse columns.

--Non Sparse columns table & NC index
CREATE TABLE dbo.nonsparse( ID INT IDENTITY(1,1) PRIMARY KEY NOT NULL,
                      charval char(20) NULL,
                      varcharval varchar(20) NULL,
                      intval int NULL,
                      bigintval bigint NULL
                      );
CREATE INDEX IX_Nonsparse_intval_varcharval
ON dbo.nonsparse(intval,varcharval)
INCLUDE(bigintval,charval);

-- sparse columns table & NC index

CREATE TABLE dbo.sparse( ID INT IDENTITY(1,1) PRIMARY KEY NOT NULL,
                      charval char(20) SPARSE NULL ,
                      varcharval varchar(20) SPARSE NULL,
                      intval int SPARSE NULL,
                      bigintval bigint SPARSE NULL
                      );

CREATE INDEX IX_sparse_intval_varcharval
ON dbo.sparse(intval,varcharval)
INCLUDE(bigintval,charval);

---

DML

I then inserted about 2540 NON-NULL values into both.

INSERT INTO dbo.nonsparse WITH(TABLOCK) (charval, varcharval,intval,bigintval)
SELECT 'Val1','Val2',20,19
FROM MASTER..spt_values;

INSERT INTO dbo.sparse WITH(TABLOCK) (charval, varcharval,intval,bigintval)
SELECT 'Val1','Val2',20,19
FROM MASTER..spt_values;

Afterwards, I inserted 1M NULL values into both tables

INSERT INTO dbo.nonsparse WITH(TABLOCK)  (charval, varcharval,intval,bigintval)
SELECT TOP(1000000) NULL,NULL,NULL,NULL 
FROM MASTER..spt_values spt1
CROSS APPLY MASTER..spt_values spt2;

INSERT INTO dbo.sparse WITH(TABLOCK) (charval, varcharval,intval,bigintval)
SELECT TOP(1000000) NULL,NULL,NULL,NULL 
FROM MASTER..spt_values spt1
CROSS APPLY MASTER..spt_values spt2;

---

Queries

Nonsparse table execution

When running this query twice on the newly created nonsparse table:

SET STATISTICS IO, TIME ON;
SELECT  * FROM dbo.nonsparse
WHERE   1= (SELECT 1) -- force non trivial plan
OPTION(RECOMPILE,MAXDOP 1);

The logical reads show 5257 pages

(1002540 rows affected)
Table 'nonsparse'. Scan count 1, logical reads 5257, physical reads 0, read-ahead reads 0, lob logical reads 0, lob physical reads 0, lob read-ahead reads 0.

And the cpu time is at 343 ms

 SQL Server Execution Times:
   CPU time = 343 ms,  elapsed time = 3850 ms.

---

sparse table execution

Running the same query twice on the sparse table:

SELECT  * FROM dbo.sparse
WHERE   1= (SELECT 1) -- force non trivial plan
OPTION(RECOMPILE,MAXDOP 1);

The reads are lower, 1763

(1002540 rows affected)
Table 'sparse'. Scan count 1, logical reads 1763, physical reads 3, read-ahead reads 1759, lob logical reads 0, lob physical reads 0, lob read-ahead reads 0.

But the cpu time is higher, 547 ms.

 SQL Server Execution Times:
   CPU time = 547 ms,  elapsed time = 2406 ms.

Sparse table execution plan

non sparse table execution plan

---

Questions

Original question

Since the NULL values are not stored directly in the sparse columns, could the increase in cpu time be due to returning the NULL values as a resultset? Or is it simply the behaviour as noted in the documentation?

Sparse columns reduce the space requirements for null values at the
cost of more overhead to retrieve nonnull values

Or is the overhead only related to reads & storage used?

Even when running ssms with the discard results after execution option, the cpu time of the sparse select was higher (407 ms) in comparison to the non sparse (219 ms).

EDIT

It might have been the overhead of the non null values, even if there are only 2540 present, but I am still not convinced.

This seems to be about the same performance, but the sparse factor was lost.

CREATE INDEX IX_Filtered
ON dbo.sparse(charval,varcharval,intval,bigintval)
WHERE charval IS NULL  
      AND varcharval IS NULL
      AND intval  IS NULL
      AND bigintval  IS NULL;

CREATE INDEX IX_Filtered
ON dbo.nonsparse(charval,varcharval,intval,bigintval)
WHERE charval IS NULL  
      AND varcharval IS NULL
      AND intval  IS NULL
      AND bigintval  IS NULL;


    SET STATISTICS IO, TIME ON;

SELECT  charval,varcharval,intval,bigintval FROM dbo.sparse WITH(INDEX(IX_Filtered))
WHERE charval IS NULL AND  varcharval IS NULL
                     AND intval  IS NULL
                     AND bigintval  IS NULL
                     OPTION(RECOMPILE,MAXDOP 1);


SELECT  charval,varcharval,intval,bigintval 
FROM dbo.nonsparse WITH(INDEX(IX_Filtered))
WHERE charval IS NULL AND 
                      varcharval IS NULL
                     AND intval  IS NULL
                     AND bigintval  IS NULL
                     OPTION(RECOMPILE,MAXDOP 1);

Seems to have about the same execution time:

 SQL Server Execution Times:
   CPU time = 297 ms,  elapsed time = 292 ms.

 SQL Server Execution Times:
   CPU time = 281 ms,  elapsed time = 319 ms.

But why are the logical reads the same amount now? Shouldn't the filtered index for the sparse column not store anything except the included ID field and some other non-data pages?

Table 'sparse'. Scan count 1, logical reads 5785,
Table 'nonsparse'. Scan count 1, logical reads 5785

And the size of both indices:

RowCounts   Used_MB Unused_MB   Total_MB
1000000     45.20   0.06        45.26

Why are these the same size? Was the sparse-ness lost?

Both query plans when using the filtered index

---

Extra Info

select @@version

Microsoft SQL Server 2017 (RTM-CU16) (KB4508218) –
14.0.3223.3 (X64) Jul 12 2019 17:43:08 Copyright (C) 2017 Microsoft Corporation Developer Edition (64-bit) on Windows Server
2012 R2 Datacenter 6.3 (Build 9600: ) (Hypervisor)

While running the queries and only selecting the ID field, the cpu time is comparable, with lower logical reads for the sparse table.

Size of the tables

SchemaName  TableName   RowCounts   Used_MB Unused_MB   Total_MB
dbo         nonsparse   1002540     89.54   0.10        89.64
dbo         sparse      1002540     27.95   0.20        28.14

When forcing either the clustered or nonclustered index, the cpu time difference remains.

Record Type = PRIMARY_RECORD        Record Attributes =  NULL_BITMAP    Record Size = 11

Record Type = INDEX_RECORD          Record Attributes =  NULL_BITMAP    Record Size = 40

Record Type = INDEX_RECORD          Record Attributes =  NULL_BITMAP    Record Size = 12

CREATE INDEX special_ix 
  ON dbo.Commissions_Output
    ( company, location, account, 
      salesroute, employee, producttype, 
      item, loadjdate, commissionrate ) 
INCLUDE 
  ( [Extended Sales Price], [Delivered Qty] ) 
WHERE 
  ( [Extended Sales Price] <> 0 ) ;